Menu

Registered Investment Companies

Many mutual fund complexes are constrained in their selection of accounting, tax, audit and business consulting providers. This is often due to potential independence issues, the desire to engage an internationally recognized firm, limited expertise within a firm - or simply the desire for another point of view. We understand these dynamics and can provide you with a broad range of assurance, tax and consulting services to meet your needs.

Recommended Insights

INSIGHT ARTICLE

IRS issues guidance for BDCs and Mutual Funds

The IRS recently issued guidance regarding the treatment of part cash/part stock distributions of regulated investment companies.

INSIGHT ARTICLE

Liquidity and funding risk

A summary of regulatory guidance from FINRA and the SEC and the importance of continually focusing on liquidity risk management procedures.

  • John Hague

Newsletters

Investment Industry Insights
The quarterly newsletter follows developments in accounting and finance and places them in the context of current events and changes in economic and marketplace trends.


Financial Institution Insights
delivers news and information critical to community banking professionals. The bi-monthly newsletter tackles issues ranging from IT security to regulatory compliance to operational improvement.


Compliance News
Compliance news for the banking and investment industry. Gain insights about the latest compliance news and how it will affect your business.


How can we help you??

To discuss how our team can help your business, contact us by phone 800.274.3978 or



Events / Webcasts


Contact

Scott Mackey
Registered Investment Companies Practice Leader

617.912.9000